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Entertainment Law and Business
Jay Shanker, David E. Guinn, Harold Orenstein.
Price: $195.00 800 pages. 1 Looseleaf Volume. Appendices. One CD-ROM. Index. Updated annually or when needed. ISBN: 1-57823-148-5 Also Available as Hardcover for $150. (No Online Access) Published June 2005. ISBN 1-57823-191-4.
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Book Overview
Introduction PART I The Law of Entertainment: Copyright, Trademark, Publicity, and Privacy Chapter 1 U.S. COPYRIGHT LAW 1.1 Copyright: Constitutional and Statutory Groundings 1.1.0 The Constitution. 1.1.1 Copyright Revision Act of 1976. 1.1.2 Berne Convention Implementation Act of 1988. 1.1.3 Digital Millennium Copyright Act / WIPO Treaties Implementation Act 1.2 Subject Matter of Copyright 1.2.1 Section 102 Subject Matter of Copyright: In General 1.2.2 “Originality” 1.2.3 “Authorship” and “Expression” 1.2.4 “Fixed in Any Tangible Medium of Expression” 1.2.4.1 Limitation - Common Law Copyright 1.2.4.2 “Any Medium” 1.2.5 “Works of Authorship” 1.2.6 “National Origin” 1.2.7 Statutory Pre-emption. 1.2A Neighboring Rights 1.2A.1 Semiconductor Chip Products. 1.2A.2 The Performer’s Copyright? 1.2A.3 Protection of Original Designs 1.3 Exclusive Rights in Copyrighted Works 1.3.1 Copyright Rights 1.3.1.1 Reproduction 1.3.1.2 Adaptation 1.3.1.3 Publication 1.3.1.4 Performance 1.3.1.5 Display 1.3.1.6 Digital Audio Transmission 1.3.1.7 Internet Carrier Limitation 1.3.1.8 Collective Works 1.3.2 Moral Rights or the Droit Moral 1.3.2.1 The Right of Publication 1.3.2.2 The Right of Paternity 1.3.2.3 The Right of Integrity 1.3.3 Droit de Suite 1.3.4 Performer’s Rights 1.4 Fair Use 1.4.1 “The Purpose and Character of the Use” 1.4.2 “The Nature of the Copyrighted Work” 1.4.3 “The Amount and Substantiality of the Portion Used” 1.4.4 “The Effect of the Use upon the Potential Market for or Value of the Copyrighted Work” 1.5 Creation and Commencement of Copyright 1.6 Ownership, Joint Ownership, and Works Made for Hire 1.6.1 Initial Ownership 1.6.2 Joint Ownership 1.6.3 Works Made for Hire 1.7 Formalities of Notice, Registration, and Deposit 1.7.1 Notice 1.7.1.1 Visually Perceptible Copies 1.7.1.2 Form of Notice 1.7.1.3 Location of Notice 1.7.1.4 Collective Works 1.7.1.5 Notice Under the Berne Act 1.7.2 Errors in Name or Date in the Notice 1.7.2.1 Under the 1909 Act 1.7.2.2 Under the 1976 Act 1.7.3 Omission of Notice 1.7.3.1 Under the 1909 Act 1.7.3.2 Under the 1976 Act 1.7.4 Registration 1.7.4.1 Under the 1909 Act 1.7.4.2 Under the 1976 Act 1.7.4.3 Incentives for Registration 1.7.4.4 Registration Under the Berne Act 1.7.5 Deposit 1.7.5.1 Purpose of Deposit 1.7.5.2 Exemptions from Deposit 1.7.6 Registration Procedures 1.7.7 Denial of Registration 1.8 Duration of Copyright 1.8.1 Works Created on or after January 1, 1978 1.8.2 Works Created but Not Published or Copyrighted before January 1, 1978 1.8.3 Works Copyrighted prior to January 1, 1978 1.8.4 Works Created between 1906 and 1921 1.9 Transfers 1.9.1 In General 1.9.1.1 Exceptions to the Writing Rule 1.9.1.2 Subsequent Transfers of Exclusive Rights 1.9.2 Mandatory Licenses 1.9.3 Recordation 1.9.4 Attachments of Other Interests 1.10 Renewal and Termination Rights. 1.10.1 The Rationale behind Renewal Rights and Termination Rights 1.10.2 The Renewal Right 1.10.3 Termination during the Extended Renewal Term 1.10.4 Termination of Transfers Made after January 1, 1978 1.10.5 Restoration of Copyright 1.11 Infringement 1.11.1 In General 1.11.2 Essential Elements of a Cause of Action for Copyright Infringement 1.11.2.1 Copyrightability of the Original Work 1.11.2.2 Formalities of Copyright 1.11.2.3 Ownership of Copyright 1.11.2.4 Copying of the Protected Work 1.11.2.5 Violation of Exclusive Right 1.11.2.6 Permission 1.11.2.7 Excuse 1.11.2.8 Defense 1.11.3 Actions for Infringement 1.11.4 Criminal Offenses 1.12 Remedies 1.12.1 Criminal Sanctions 1.12.2 Civil Remedies 1.12.2.1 Injunctions 1.12.2.2 Impoundment and Disposition of Infringement Articles 1.12.2.3 Damages and Profits a. Actual Damages and Profits b. Statutory Damages 1.12.2.4 Costs and Attorney’s Fees 1.13 Manufacture and Importation 1.13.1 Manufacturing Requirement 1.13.2 Importation Restrictions 1.13.2.1 Piratical Copies Exclusion 1.13.2.2 Territorial Exclusivity 1.14 Copyright Arbitration Royalty Panels 1.15 Copyright Protection and Management Systems Chapter 1A THE LAW OF IDEAS 1A.1 General Principles 1A.1.1 Contract Law Protections 1A.1.1.1 Express Contracts 1A.1.1.2 Implied-in-Fact Contracts 1A.1.2 Fair Practices Protections 1A.1.2.1 Quasi-Contract 1A.1.2.2 Misappropriation or Unfair Competition 1A.1.2.3 Breach of a Confidential Relationship 1A.1.2.4 Trade Secrets. 1A.2 Subject Matter of Protectable Ideas 1A.2.1 Requirements of Novelty, Concreteness, and Nonpublication 1A.2.1.1 Novelty 1A.2.1.2 Concreteness 1A.2.1.3 Nonpublication 1A.2.2 Ideas Protected by Contract 1A.2.2.1 Ideas Protected by Express Contract 1A.2.2.2 Ideas Protected by Implied-in-Fact Contracts 1A.2.3 Ideas Protectable Under Fair Practices Standards 1A.2.3.1 Ideas Protectable Under Quasi-Contract 1A.2.3.2 Ideas Protected Against Misappropriation or Unfair Competition 1A.2.3.3 Ideas Protected Through a Confidential Relationship 1A.2.3.4 Ideas Protectable as Trade Secrets 1A.3 Exclusive Rights in Ideas 1A.4 Fair Use 1A.5 Creation and Commencement of Protection 1A.6 Ownership 1A.7 Formalities 1A.8 Duration 1A.9 Transfers 1A.10 Infringement 1A.10.1 Copying 1A.10.2 Against Whom an Idea Creator’s Rights May Be Enforced 1A.10.3 Defenses 1A.11 Remedies Chapter 2 U.S. TRADEMARK AND UNFAIR COMPETITION LAW 2.1 General Principles 2.1.1 Jurisdiction 2.1.2 Rationale for Protection 2.1.3 Terminology 2.2 Subject Matter of Trademark 2.2.1 In General 2.2.2 Distinctiveness 2.2.3 Secondary Meaning 2.2.4 Unprotectable Marks 2.2.5 Famous Marks 2.2.6 The Anticybersquatting Consumer Protection Act 2.2.7 The ICANN/WIPO Arbitration of Domain Names 2.3 Exclusive Rights of Trademark 2.3.1 In General 2.3.2 Exclusive Market 2.3.2.1 Territory 2.3.2.2 Competing Products or Services 2.3.3 Famous Marks 2.4 Fair Use 2.5 Creation and Commencement of Protection 2.6 Ownership 2.7 Formalities of Registration and Notice 2.7.1 Registration 2.7.2 Principal versus Supplemental Register 2.7.3 Notice 2.8 Duration 2.9 Transfers 2.9.1 In General 2.9.2 Assignments 2.9.3 Licenses 2.10 Renewals and Termination 2.11 Unfair Competition 2.11.1 Common Law and State Statutory Law 2.11.1.1 Vocal Performance Imitations in Commercials 2.11.2 Section 43(a) 2.12 Infringement 2.12.1 In General 2.12.2 Elements of an Action 2.12.3 Defenses 2.13 Remedies Chapters 3 PUBLICITY AND PRIVACY 3.1 In General 3.1.1 The Right of Privacy 3.1.2 The Right of Publicity 3.1.3 Publicity versus Privacy 3.1.4 Publicity/Privacy versus Trademark 3.1.5 Publicity, Privacy and State Jurisdiction 3.2 Subject Matter 3.2.1 In General 3.2.2 Publicity/Privacy and Copyright 3.3 Exclusive Rights 3.3.1 Performance 3.3.2 Adaptation 3.3.3 Personality Products 3.3.4 Endorsement 3.3.5 Reputation 3.4 Fair Use 3.4.1 First Amendment 3.4.2 Mimicry and Imitation 3.4.3 Fair Use Doctrine Test 3.4.4 Fine Arts Exception 3.4.5 First Sale 3.4.6 Public Domain Limits 3.4.7 Non-Endorsement Use 3.5 Creation and Commencement 3.5.1 Privacy 3.5.2 Publicity 3.6 Ownership 3.6.1 Privacy 3.6.2 Publicity 3.7 Formalities 3.8 Duration 3.8.1 Privacy 3.8.2 Publicity 3.9 Transfer 3.9.1 Privacy 3.9.2 Publicity 3.9.3 Privacy and Defamation 3.10 Infringement 3.10.1 Privacy-Appropriation 3.10.2 Publicity 3.10.3 Unfair Competition 3.10.4 Venue or Choice of Law 3.11 Remedies 3.11.1 Privacy 3.11.2 Publicity Chapter 4 THE BERNE CONVENTION AND THE WIPO COPYRIGHT TREATY (GENEVA 1996) A. The Berne Convention 4.1 In General 4.1.1 The Convention and the Union 4.1.2 Minimum Standards of Protection 4.2 Subject Matter of Copyright 4.2.1 Protectable Works 4.2.2 National Eligibility 4.3 Exclusive Rights in Copyrighted Works 4.3.1 Basic Rights 4.3.2 Limitations of the Basic Rights 4.3.3 Droit Moral/Moral Right 4.3.3.1 Droit Moral or Moral Right 4.3.3.2 Droit de Suite 4.4 Fair Use 4.5 Creation and Commencement 4.6 Ownership 4.7 Formalities of Notice and Registration 4.8 Duration of Copyright 4.9 Transfers 4.10 Termination and Renewal Rights 4.11 Infringement 4.11.1 Plaintiff 4.11.2 Applicability of the Berne Convention 4.11.3 Applicable Law 4.12 Remedies 4.13 Developing Nations 4.14 Members of the Berne Union B. The WIPO Copyright Treaty (Geneva 1996) 4.15 In General 4.16 Key Treaty Provisions 4.16.1 WTC and Berne 4.16.2 Substantive Provisions 4.17 Adopting Parties Chapter 5 THE UNIVERSAL COPYRIGHT CONVENTION (UCC) 5.1 In General 5.1.1 History 5.1.2 Difference between the UCC and Berne 5.1.3 National Treatment 5.2 Subject Matter 5.2.1 Protectable Works 5.2.2 National Eligibility 5.3 Exclusive Rights 5.3.1 Basic Rights 5.3.2 Limitations on Basic Rights 5.4 Fair Use 5.5 Creation and Commencement 5.6 Ownership 5.7 Formalities 5.8 Duration of Copyright 5.9 Transfers 5.10 Infringement 5.11 Remedies 5.12 Special Provisions 5.12.1 Protection of the Berne Union 5.12.2 Supremacy of Existing Multilateral or Bilateral Treaties 5.12.3 Developing Countries 5.13 Members of the UCC Chapter 6 OTHER TREATIES: THE BUENOS AIRES CONVENTION, THE PHONOGRAM CONVENTION AND THE WIPO PERFORMANCES AND PHONOGRAMS TREATY 6.1 The Buenos Aires Convention 6.2 The Convention for the Protection of Producers of Phonograms against Unauthorized Duplication of Their Phonogram (Geneva 1971) (the Phonogram Convention) 6.2.1 In General 6.2.2 Membership 6.3 WIPO Performances and Phonograms Treaty (Geneva 1996) 6.3.1 In General 6.3.2 Treaty Signatories PART II Commentaries on the Practice of Entertainment Law Chapter 7 GENERAL PRINCIPLES OF THE PRACTICE OF ENTERTAINMENT LAW 7.1 Copyright Matters 7.1.1 Notice 7.1.2 Author’s Diary 7.1.3 Informal Copyright 7.1.4 Forms 7.1.5 Registration Review 7.1.5.1 Title 7.1.5.2 Authorship and Creation and Publication 7.1.5.3 Copyright Claimant 7.1.5.4 Previous Registration and Derivative Work or Completion. 7.1.5.5 Administrative Provisions 7.1.6 Copyright Fees and Deposit Accounts 7.1.7 Copyright Searches 7.1.8 A “Rear Window” Review 7.1.9 Restored Copyright Review 7.1.10 La Cienega Review 7.2 Clearing World Rights of an Underlying Source for Republication, Translation, and Adaptation 7.2.1 What Rights Are to Be Cleared? 7.2.2 Illustration: Adaptation Rights for Dramatic or Dramatico-Musical Adaptation 7.2.2.1 Dramatic Rights 7.2.2.2 Distinctions among the Dramatic Rights 7.2.2.3 Similarities among the Dramatic Rights 7.2.2.4 Adaptation Rights Issues a. The Right to Adapt b. Rights Flowing from the Adaptation 7.2.2.5 Territory of Rights 7.2.2.6 Music Rights 7.2.2.7 Title 7.2.2.8 “Fair Use” 7.2.3 The Source Material and Places to Begin 7.2.3.1 Direct Clues a. Copyright Notice b. Acknowledgments c. Credits d. Title and Subtitle 7.2.3.2 Deductions a. The Writers and Authors Guilds b. The Library c. Collective Administration Organizations d. The Clearance Departments of the Broadcast Networks 7.2.3.3 A Caveat 7.2.4 Profiling the Author 7.2.4.1 Which Copyright Law Applies? 7.2.4.2 Duration of Copyright 7.2.4.3 Rights Owners Deriving Their Authority through the Author 7.2.4.4 Co-authors or Collaborators 7.2.4.5 Author’s Guild or Society Membership 7.2.5 The Initial Publication 7.2.5.1 Books and Periodicals a. Work-for-Hire Authors b. Agency and Title 7.2.5.2 Dramatic Productions a. The Production b. The Producer c. Music Publishers 7.2.6 Tracing the Chain of Title 7.2.7 The New Work 7.3 Thinking about Trademarks 7.3.1 What Is Protectable? 7.3.1.1 In General 7.3.1.2 Performers Names 7.3.2 The Creation and Protection of the Mark 7.3.3 Enforcement 7.4 Warranties and Representations 7.4.1 Original Work 7.4.1.1 Purchaser’s Concerns 7.4.1.2 Author’s Concerns 7.4.2 Infringement 7.4.2.1 Purchaser’s Concerns 7.4.2.2 Author’s Concerns 7.4.3 Publicity, Privacy, Libel, Slander, and Obscenity 7.4.3.1 Purchaser’s Concerns 7.4.3.2 Author’s Concerns 7.4.4 Performance 7.4.4.1 Purchaser’s Concerns 7.4.4.2 Author’s Concerns 7.5 Indemnification Issues 7.5.1 Indemnity or Subrogation Grant 7.5.2 Restrictions on Indemnification 7.5.2.1 Reciprocity 7.5.2.2 Amount of Indemnity or “Face Value” 7.5.2.3 Procedural Condition 7.5.3 Additional Protections 7.5.4 Restricting Additional Protections 7.5.5 Insurance 7.6 Billing Credit 7.6.1 Title Billing Credits 7.6.1.1 Talent’s Perspective 7.6.1.2 Marketer’s Perspective a. Marketing b. Audience Inducement c. Talent Inducement 7.6.2 Advertising and Publicity Credits 7.6.2.1 Talents Perspective 7.6.2.2 Marketer’s Perspective 7.6.3 Merchandising and Commercial Tie-ins 7.6.3.1 Talent’s Perspective 7.6.3.2 Marketer’s Perspective 7.6.4 Artist’s Refusal of Credit 7.7 Issues of Personal Performance Obligations 7.8 Arbitration 7.9 The Confusing Problem of Profits Chapter 8 THEATER 8.1 The Theater Industry 8.2 The Play and the Playwright 8.2.1 Ownership and Control 8.2.1.1 Ownership a. Sole Authorship b. Derivative-Work Authorship c. Multi-Author Works 8.2.1.2 Control a. Artistic Control b. Economic or Exploitational Control 8.2.2 Grant of Rights 8.2.2.1 Option 8.2.2.2 Production Rights a. First-Class or Broadway b. Off-Broadway and Second-Class c. Touring d. LORT Productions e. United Kingdom and Australia-New Zealand Rights f. Workshop and Developmental Productions g. Foreign, Stock and Amateur, Ancillary, and Audiovisual Rights h. Promotional Rights 8.2.3 Royalties 8.2.3.1 Options 8.2.3.2 Standard Royalties a. Share of Gross b. Adjustments to Gross c. Fixed-Fee Performances d. Royalty Adjustments: Pre-and Postrecoupment Royalties e. Royalty Adjustments: Touring f. Royalty Adjustments: Losing Weeks 8.2.3.3 Royalty Pools a. Participation b. Royalty Participants’ Share c. Minimum Royalties d. Maximum Royalty e. Accounting Periods f. Implementation 8.2.4 Subsidiary Rights 8.2.4.1 Developmental and Precommercial Productions 8.2.4.2 LORT and Regional Theatre Productions 8.2.4.3 Broadway or Off-Broadway Productions a. Broadway b. Off-Broadway 8.2.4.4 Subsidiary Rights 8.3 Producers 8.3.1 Primary Producers 8.3.1.1 Nonprofit Primary Producers 8.3.1.2 Commercial Primary Producers a. Limited Partnerships b. Joint Ventures c. Corporations d. Limited Liability Company 8.3.2 Secondary Producers 8.3.3 Commercial First Class Financing 8.4 Directors and Choreographers 8.4.1 Functions 8.4.1.1 Directors 8.4.1.2 Choreographers 8.4.2 Economics 8.4.2.1 Primary Production 8.4.2.2 Secondary Productions 8.5 Actors 8.5.1 Basic Agreement 8.5.2 Star Contracts 8.5.2.1 Salary 8.5.2.2 Credit 8.5.2.3 Dressing Room Conditions 8.5.2.4 Term 8.6 Designers and Orchestrators 8.6.1 Designers 8.6.2 Orchestrators Chapter 9 MOTION PICTURES AND TELEVISION 9.1 Structure of the Industry 9.1.1 Motion Pictures 9.1.2 Television 9.1.3 Integrated Entertainment Companies 9.1.4 Internet Distribution 9.1.4.1 Threatening Copyright 9.1.4.2 New Opportunities 9.2 Production Entities/Structuring the Deal 9.2.1 Motion Pictures 9.2.1.1 Packaging 9.2.1.2 Packagers 9.2.1.3 The Package and Acquired Rights 9.2.1.4 Motion Picture Accounting, “Net Profits” and Gross Participation 9.2.1.5 Production Entities and Financing a. Self-Financed Productions b. Negative Pickup Financing c. Pre-sell Financing d. Studio-funded Deals 9.2.1.6 Transfers of Ownership in a Film 9.2.2 Television 9.3 Producers 9.3.1 Motion Pictures 9.3.2 Television 9.4 Acquisition of Rights 9.4.1 The Nature of Motion Pictures and Television Programs 9.4.2 Underlying Rights 9.4.3 Acquired Rights 9.4.3.1 Ownership of Works or Rights from Which Rights Are Being Acquired a. Preexisting b. Commissioned Works 9.4.3.2 Term of Acquired Rights Ownership 9.4.3.3 Ownership of the Derivative Work 9.4.3.4 Right to Alter, Revise, Edit, or Amend 9.4.3.5 Right to Exploit Work in Any Medium 9.4.3.6 Right to Create Derivative Works Based on the Derivative Film/Program 9.5 Writers and the Writers Guild of America 9.5.1 Literary Material 9.5.1.1 Story 9.5.1.2 Treatment 9.5.1.3 The Format, the Bible, and the Breakdown 9.5.1.4 Screenplays and Teleplays 9.5.1.5 Rewrites and Polishes 9.5.1.6 Other Literary Materials 9.5.2 Acquired Rights 9.5.2.1 The Acquisition of Rights a. Purchase and Assignment b. Services Agreements c. Purchase and Engagement 9.5.2.2 The Rights Acquired a. Purchase and Assignments b. Services Agreements 9.5.2.3 Delivery of Literary Material 9.5.2.4 Delivery of Good Title 9-24 9.5.3 Negotiating Motion Picture Deals and Contracts 9.5.3.1 Contracts for Films Derived from Other Art Forms 9.5.3.2 How to Negotiate Contracts, Deals in the Movie Industry 9.5.3.3 Defining Net Profits, Shares for a Motion Picture Deal 9.5.3.4 What to Include in Pacts Between Author & Film Company 9.5.3.5 The Finishing Touches on Movie, Author Pacts 9.5.4 Reversions and Turnarounds 9.5.5 Credit 9.6 Directors 9.6.1 Control 9.6.1.1 Preproduction a. Preliminary Preproduction b. Preparation Period 9.6.1.2 Production 9.6.1.3 Postproduction 9.6.2 Compensation 9.6.2.1 Fee 9.6.2.2 Additional Compensation 9.6.2.3 Reuse and Residuals 9.6.2.4 Expenses 9.6.2.5 Pension and Welfare 9.6.3 Credit 9.7 Actors 9.7.1 The Performance 9.7.1.1 Creation 9.7.1.2 Performance Conditions 9.7.1.3 Control over the Performance 9.7.1.4 Issues Preliminary to Performance a. Script Approval b. Make-up and Physical Appearance c. Issues Concurrent with Performances d. Postproduction Performance Issues 9.7.1.5 Use and Exploitation a. Performance Rights b. Use and Exploitation 9.7.2 Credit 9.7.3 Merchandising and Commercial Tie-Ins 9.7.4 Compensation 9.8 Insurance 9.9 Additional Intellectual Property Rights 9.10 Marketing, Promotion and Product Placement Chapter 10 PUBLISHING 10.1 Nature of the Industry 10.1.1 Categories of Publications 10.1.1.1 Newspapers and Popular Periodicals 10.1.1.2 General Circulation Journals 10.1.1.3 Professional Publications a. Commercial Trade Publications b. Professional Journals 10.1.1.4 Trade Books 10.1.1.5 Reference and Educational Publications 10.1.2 Markets versus Publication Rights 10.1.3 The Marketing of Works 10.1.3.1 Submission a. The Pitch b. The Query Letter c. The Proposal d. The Written Work 10.1.3.2 Problems in Submission 10.1.4 Employee Writers versus freelance Writers 10.2 Freelance Periodicals Agreements 10.2.1 The Subject Work 10.2.2 Delivery 10.2.3 The Grant of Rights 10.2.3.1 Existing Licenses 10.2.3.2 Future Licenses 10.2.4 Warranties and Representations 10.2.5 Fee 10.2A Scholarly/Professional Journal Publication 10.2A.1 The Subject Work 10.2A.2 Delivery 10.2A.3 Grant of Rights 10.2A.4 Reservation of Rights 10.2A.4 Fees 10.3 Trade Book Contracts 10.3.1 The Grant of Rights 10.3.1.1 The Term 10.3.1.2 The Nature of the Grant 10.3.1.3 The Territory of the Grant 10.3.1.4 The Right Granted 10.3.2 Delivery of the Work 10.3.2.1 Delivery Date 10.3.2.2 Manuscript 10.3.2.3 Permissions 10.3.2.4 Nondelivery 10.3.3 Acceptance of the Manuscript 10.3.3.1 “Satisfactory Manuscript” 10.3.3.2 Right to Correct 10.3.3.3 Allocating Risk 10.3.4 Warranties and Representations 10.3.5 Compensation 10.3.5.1 Advances 10.3.5.2 Royalties a. Monetary Share b. Basis of Accountings 10.3.5.3 Subsidiary Rights 10.3.6 Reversions of Rights 10.4 Nontrade Book Agreements 10.4.1 Conflicting or Competing Works 10.4.2 Permissions 10.4.3 Updates and Supplements Chapter 11 MUSIC 11.1 Music Publishing 11.1.1 The Exploitable Rights of a Musical Composition 11.1.1.1 Reproduction 11.1.1.2 Adaptation 11.1.1.3 Distribution 11.1.1.4 Performance 11.1.1.5 Display 11.1.2 Limitations on Musical Copyrights 11.1.2.1 Statutory Mechanical Royalties 11.1.2.2 Jukebox Exemption 11.1.2.3 Public Broadcasting 11.1.2.4 Sound Recordings 11.1.2.5 Digital Home Recording 11.1.2.6 Digital Audio Transmission 11.1.2.7 Small Public Establishments 11.1.3 Copyright Licensing Organizations 11.1.3.1 Music Publishers 11.1.3.2 Performing-Rights Societies a. Membership/Affiliation b. Licensing 1. The Blanket License 2. The Per-Program License 3. The Single-Song License 4. Other Licenses 5. Consent Decrees c. Credit and Accounting d. Policing 11.1.3.3 Mechanical-Rights Agencies 11.2 Music Collaboration 11.2.1 The Nature of the Work: Joint, Composite, or Derivative Works 11.2.1.1 Joint Works 11.2.1.2 Composite Works 11.2.1.3 Derivative Works 11.2.2 Duration and Nature of Protection 11.2.2.1 Duration of Protection 11.2.2.2 Nature and Shares of Ownership 11.2.3 Preexisting Obligations Affecting Collaborations 11.2.3.1 Prior Dispositions 11.2.3.2 Performing-Rights Society Affiliation 11.2.3.3 Music Publishing Agreements 11.3 Songwriter’s Agreements 11.3.1 Selecting the Music Publisher 11.3.2 The Transfer of Rights 11.3.2.1 Exclusive Songwriter’s Agreements 11.3.2.2 Individual Composition Agreement 11.3.2.3 Catalogue Acquisition 11.3.3 Royalties 11.3.3.1 Print Royalties a. Pianovocal Editions b. Folios c. Collections d. Other 11.3.3.2 Performing Rights 11.3.3.3 Dramatic Rights 11.3.3.4 Synchronization Rights 11.3.3.5 Mechanical Reproduction Rights 11.3.3.6 Other Rights 11.3.4 Miscellaneous Provisions 11.4 Subpublishing Agreements 11.4.1 Selecting a Subpublisher 11.4.2 Collection Agreements 11.4.2.1 Reasons for Entering into Collection Agreements 11.4.2.2 Terms 11.4.3 Subpublishing Agreements 11.4.3.1 Reasons for Entering into Subpublishing Agreements 11.4.3.2 Term a. Term b. Assigned Rights c. Reserved Rights d. Licensed Territory e. Advance f. Royalties g. Accountings 11.5 Performance 11.5.1 The Concert Performer as a Business 11.5.1.1 Names and Trademarks 11.5.1.2 Selection of the Business Form 11.5.3 Repertoire 11.5.4 Touring 11.6 The Personal Appearance Contract 11.6.1 Conditions of Performance 11.6.1.1 Hotel 11.6.1.2 Ground Transportation 11.6.1.3 Security 11.6.1.4 Dressing Room 11.6.1.5 Food 11.6.2 Technical Conditions 11.6.2.1 Stage Crew 11.6.2.2 Stage Requirement 11.6.2.3 Electricity 11.6.2.4 Equipment 11.6.2.5 Performance Personnel 11.6.2.6 Safety Requirements11.6.2.7 Licensing 11.6.3 Presentation Conditions 11.6.4 Compensation 11.6.4.1 Performance Fees 11.6.4.2 Underwriting Fees (Tour Support) 11.6.4.3 Ancillary Market Income 11.6.4.4 Merchandising Income 11.7 Recording Agreements 11.7.1 Types of Recording Agreements 11.7.1.1 Exclusive Artistes Agreement 11.7.1.2 Production Agreement 11.7.1.3 Master Purchase Agreement 11.7.2 Grant of Rights 11.7.2.1 Exclusive Artist’s Agreement a. Performer’s Services b. Term 11.7.2.2 Services 11.7.2.3 Recording Commitment 11.7.2.4 Excluded Services 11.7.3 Rights Granted 11.7.3.1 In the Recording 11.7.3.2 Rights in the Composition: Publishing a. Publishing b. Controlled Compositions c. Rerecording Restriction 11.7.3.3 Publicity Rights 11.7.3.4 Merchandising Rights 11.7.3.5 Web Site Rights 11.7.3.6 Production Agreements a. Production Company’s Services b. Performer’s Services c. Rights Granted 11.7.3.7 Master Purchase/Master License 11.7.4 Delivery and Control 11.7.4.1 Control 11.7.4.2 Delivery 11.7.5 Royalties 11.7.5.1 Advances and Recording Costs 11.7.5.2 Royalties a. Artist’s Royalties 1. Base Rate 2. Adjustments 3. Statutory Royalties 4. Digital Phonogram Distribution 5. Alternate Royalties b. Mechanical Royalties 11.7.5.3 Merchandising Income 11.7.5.4 Music Publishing Royalties 11.7.5.5 Music Videos/Videograms 11.7.6 Accounting and Cross-Collateralization 11.7.6.1 Accounting Periods 11.7.6.2 Reserves against Returns 11.7.6.3 Recoupment and Cross-Collateralization 11.7.6.4 Audit Rights 11.7.7 Bankruptcy Chapter 12 AGENTS, MANAGERS AND LAWYERS 12.1 Professional Assistants and Advisors 12.2 Agents 12.2.1 Individual Agents 12.2.2 Talent Agencies 12.2.3 Agency Representation Agreements 12.2.3.1 Duration 12.2.3.2 Area of Representation 12.2.3.3 Commission 12.2.3.4 Collection Rights and Payment Obligations 12.2.3.5 Performance Goals 12.3 Personal Managers 12.4 Business Managers/Accountants 12.5 Lawyers 12.6 Conflicts of Interest 12.6.1 Self-Dealing 12.6.2 Representation of Competing Clients 12.6.3 Leveraging 12.6.4 Self Promotion Chapter 13 THE INTERNET 13.1 The Internet: Industry or Ancillary Market 13.2 Threats to Copyright 13.3 Threats to Trademarks: Domain Names 13.3.1 Infringement 13.3.2 Dilution 13.4 Internet Broadcasting 13.5 Internet Distribution 13.6 Internet Contents 13.7 Service Providers as Common Carriers
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